Wed, May 31, 2023
There is important news for Research Analyst and Investment Advisers. Clearing is possible from SEBI on matters related to the advertisement. SEBI believes that not every newsletter or communication should be treated as an advertisement. Also, even if there is a request for investment, it will be considered as an advertisement. Know the full news from Deepanshu Bhandari in this video.
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Sat, Apr 08, 2023
The latest move comes after the regulator observed that a few Investment Advisers (IAs) and Research Analysts (RAs) are using the brand name or logo more prominently in their advertisements, websites, publications, correspondences with clients, and various documents while marketing their services rather than their name as registered with SEBI.
Mon, Dec 13, 2021
Markets regulator Sebi on Monday asked investment advisers and research analysts to disclose the investor charter as well as data pertaining to complaints received on their websites and mobile applications.
Tue, Apr 25, 2017
According to the Ministry, the applicants can now submit their application online and upload scanned images of all the required documents.
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