Thu, Jan 02, 2025
Kolkata-based Regaal Resources' proposed IPO will be a combination of fresh issuance and an offer for sale (OFS), which means that part of the proceeds will go to the company.
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Wed, Jan 01, 2025
Manu M Parpia, a former independent director of Nesco Ltd, on Wednesday settled with Sebi a case on alleged violation of disclosure and other regulatory norms after paying Rs 21.4 lakh towards settlement charges.
Fri, Dec 27, 2024
SBI-SG Global Securities Services on Friday settled a case related to an alleged violation of FPI (foreign portfolio investors) rules and other regulatory norms with Sebi by paying Rs 29.25 lakh towards settlement charges.
Fri, May 05, 2023
The framework will be for the IT systems of MIIs.
Sat, Apr 29, 2023
In an application moved before the court, Sebi submitted that for ascertaining possible violations related to misrepresentation of financials, circumvention of regulations and/or fraudulent nature of transactions, it would take six more months to complete the exercise.
Fri, Apr 28, 2023
Sebi conducted an investigation into the trading activities of certain entities engaged in the segment on BSE from April 2014 to September 2015.
By providing such a facility of taking exposure to 'paired contracts', the broker exposed its clients to the risk involved in trading in a trading product that did not have regulatory approval, Sebi said in the order.
Thu, Apr 27, 2023
Of the 26 properties, 13 relate to Infinity Realcon, 10 belong to the Bishal Group of companies (Bishal Abasan India Ltd, Bishal Distillers Ld, Bishal Agri-Bio Industries Ltd, Bishal Horticulture and Animal Projects Ltd), and three of Sumangal Industries.
Mon, Apr 24, 2023
These companies had filed preliminary IPO papers with the regulator between March 2022 and December 2022. They obtained its observation letters on April 10, an update with the Securities and Exchange Board of India (Sebi) showed.
Sat, Apr 22, 2023
The proposal to introduce performance-linked charges on select mutual fund schemes has not been previously reported. According to the plan, the base fees currently charged for mutual funds would be reduced and additional charges would be based on performance.
Fri, Apr 21, 2023
The obligations of the vault manager include accepting deposits, storage, and safekeeping of gold, creation as well as withdrawal of EGR, grievance redressal, and periodic reconciliation of physical gold with the records of the depository.
What is the clarification of BCG over SEBI's Strictness On Brightcom? Watch here.
According to the exclusive news of Zee Business, IT department and GST IRDAI have sent a letter to SEBI over tax evasion by insurance companies. Listed companies are accused of irregularities in the name of commission. Know the complete news from Tarun Sharma.
Thu, Apr 20, 2023
As per the SEBI order, Rajesh Mokashi shall not be associated with any SEBI-registered intermediary, directly or indirectly, in any manner whatsoever, for a period of two years.
Brokers will search and return unclaimed funds of investors. SEBI will soon bring circular on it. Brokers and Exchanges will be responsible for finding the client. Know the full news from Brajesh Kumar.
Mon, Apr 17, 2023
Why SEBI took an action on Brightcom Group? Know the actual reason in this video.
Fri, Apr 14, 2023
SEBI order on Brightcom Group: The Securities and Exchange Board of India (SEBI) on April 13 (Thursday) issued a show-cause notice-cum-interim order against Brightcom Group and four others on alleged fraud in the company’s financial statements.
Thu, Apr 13, 2023
"While affirming the order of Sebi's Adjudicating Officer (AO) for the violations committed by the company, we reduce the penalty from Rs 1 crore to Rs 10 lakhs.
Wed, Apr 12, 2023
The Securities and Exchange Board of India (SEBI) is a regulatory body for the securities and commodity market in India.
SEBI has issued a new rule to eliminate IPO's listing price discover gap. The listing price will be decided on the average of both the exchanges. Know the complete details from Brajesh Kumar.
Tue, Apr 11, 2023
At the beginning of March, as many as 2,241 complaints were pending and 2,643 fresh complaints were received during the month, the data released by Sebi on Monday showed.
This came after the regulator observed inconsistency and lack of adequate disclosure in Private Placement Memorandum (PPM) with respect to certain industry practices.
SEBI's decision on AIF: Commission rules tightened. Strict rules will be made to prevent more transparency and misselling. AIF scheme investors will also get the option of direct plan. AIFs will get the option only on investment through registered broker/intermediary. Distribution / placement fee has to be mentioned at the time of investment only.
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![Sebi asks AIFs to provide "direct plan" option to investors; introduces trail model for distribution commission](http://50342.g72ip.group/sites/default/files/styles/zeebiz_160x90/public/2023/04/11/236255-sebi-1.jpg?itok=V5ctoDxt&c=8b0316c9befe95faf6b8409053671269 "Sebi asks AIFs to provide "direct plan" option to investors; introduces trail model for distribution commission")
